Opportunity Information: Apply for DE FOA 0002991
The FY 2023 Phase II Release 2 opportunity (Funding Opportunity Number DE-FOA-0002991) is a Department of Energy (DOE) Office of Science Small Business Innovation Research/Small Business Technology Transfer (SBIR/STTR) funding announcement designed to move previously supported innovations closer to commercialization or broader deployment. It is a discretionary research and development opportunity in the Science and Technology and other R&D category (CFDA/Assistance Listing 81.049) and focuses specifically on Phase II funding actions for companies that have already progressed through earlier SBIR/STTR stages. In practical terms, this FOA is aimed at helping small businesses take a validated Phase I concept (or an existing Phase II effort) and scale it into a more mature prototype, system demonstration, or other advanced development milestone that can support future market entry, government use, or follow-on investment.
Eligibility is limited to small businesses that are already DOE Phase I and/or Phase II awardees and meet the program requirements to compete for Phase II support under this release. The announcement explicitly invites applications for Phase II awards offered as either grants or cooperative agreements. The inclusion of cooperative agreements matters because it signals that some projects may involve more substantial DOE involvement during the performance period than a standard grant, typically through closer technical collaboration, milestone oversight, or coordinated project direction, depending on the specific topic and project needs.
This FOA supports Phase II awards across three pathways: initial Phase II awards as well as second and third Phase II awards (sometimes referred to as Phase II continuation or sequential Phase II awards). That structure is intended to provide flexibility for technologies at different maturity levels. An initial Phase II generally supports rigorous development after Phase I feasibility has been proven. Second and third Phase II awards are typically geared toward extending and deepening the development work, such as advancing engineering designs, conducting larger-scale validation, performing field or pilot demonstrations, hardening a product for real-world conditions, and reducing technical and commercialization risks that still remain after an initial Phase II effort.
The maximum award amount (ceiling) listed for this release is $1,650,000 per award, and DOE anticipated making about 100 awards, indicating a sizable funding round with room for a broad range of technical areas. The application window opened with a creation date of February 27, 2023, and the original closing date was April 18, 2023. While the FOA text here does not list specific topic areas inline, it directs applicants to the DOE SBIR/STTR Funding Opportunities web page for the official topic descriptions and subtopics. Those topics typically span Office of Science mission areas and related DOE priorities, and applicants are expected to align their proposed R&D with one of the published topics, addressing the technical objectives, deliverables, and performance expectations tied to that topic.
Overall, FY 2023 Phase II Release 2 is best understood as a follow-on R&D funding vehicle for DOE-backed small businesses to push high-potential energy, science, and advanced technology innovations through the critical mid-stage development steps. It emphasizes measurable technical progress, credible development and demonstration plans, and the kinds of results that can support eventual transition to the marketplace, private capital, or continued government adoption.Apply for DE FOA 0002991
- The Department of Energy - Office of Science, Office of Science in the science and technology and other research and development sector is offering a public funding opportunity titled "FY 2023 Phase II Release 2" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049.
- This funding opportunity was created on Feb 27, 2023.
- Applicants must submit their applications by Apr 18, 2023. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Each selected applicant is eligible to receive up to $1,650,000.00 in funding.
- The number of recipients for this funding is limited to 100 candidate(s).
- Eligible applicants include: Small businesses.
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